Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lester Patrick Anderson

    IRN LPA00003

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Oct 2002)
  • Liam Griffiths

    IRN LJG00027

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Linda Wendy Forbes

    IRN LWF00003

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Lindsey John Robinson

    IRN LJR00008

    • CF21 Investment Adviser (1 Dec 2001 to 14 Sep 2004)
  • Lisa Powell

    IRN LXP00179

    • [FCA CF] Significant management (9 Dec 2019 to 26 Jun 2020)
  • Louise Elizabeth McKay

    IRN LXM76944

    • [FCA CF] Significant management (since 3 Feb 2025)
    • SMF16 Compliance Oversight (since 8 Mar 2024)
  • Louise Hadfield

    IRN LXH00089

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2002)
  • Luqman Atif Arif

    IRN LXA76896

    • [FCA CF] Significant management (9 Dec 2019 to 4 Nov 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 4 Nov 2022)
  • Lynda-Lou Smith

    IRN LXS00054

    • CF21 Investment Adviser (12 Jul 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (15 Dec 2003 to 12 Jul 2004)
  • Malcolm Edward Wild

    IRN MEW00024

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.