Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Robert Moss

    IRN IRM01038

    • CF22 Investment Adviser (Trainee) (13 Mar 2002 to 19 Jun 2002)
  • Ian Smith

    IRN IXS01180

    • CF21 Investment Adviser (7 May 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (11 Mar 2002 to 7 May 2004)
  • Ian Thomas Russell

    IRN ITR00002

    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2002)
  • Ian Wheat

    IRN IXW76979

    • [FCA CF] Significant management (9 Dec 2019 to 10 Apr 2026)
  • Ian Williams

    IRN IXW81663

    • SMF2 Chief Finance (since 26 Sep 2023)
  • Islwyn Morris

    IRN IXM00030

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2003)
  • Isobel Langton

    IRN IXK01041

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Aug 2002)
  • Jagtar Koritana

    IRN JSK00010

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • James Alexander Edmunds

    IRN JAE00008

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • James Bowie Arnott

    IRN JBA00012

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.