Rougemont Limited

Date authorised
1 April 2013
Companies House
04473580
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rougemont Ltd
    Bowcliffe Hall
    Bowcliffe Grange
    Bramham
    Wetherby
    Leeds
    LS23 6UL
    UNITED KINGDOM
    Phone
    +4401423877910
    Web
    https://www.rougemontestates.co.uk

  • Complaints Contact

    Rougemont Ltd
    Bowcliffe Hall
    Bowcliffe Grange
    Bramham
    Wetherby
    Leeds
    LS23 6UL
    UNITED KINGDOM
    Phone
    +441423877910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Craven

    IRN JRC01248

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Jul 2010 to 8 Dec 2019)
  • Janis Fletcher

    IRN JRF01043

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Jul 2010 to 8 Dec 2019)
  • Lynsey Underwood

    IRN LXU00007

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Neil Smillie

    IRN NXS01362

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (14 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.