This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Rothschild & Co Equity Markets Solutions Limited

Watch for changes

FRN: 950811
Companies House: 13317911
Last scraped: 14 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

New Court

St. Swithin's Lane

London

EC4N 8AL

UNITED KINGDOM

Phone

+442072805000

Web

https://www.rothschildandco.com
Complaints Contact

New Court

St. Swithin's Lane

London

EC4N 8AL

UNITED KINGDOM

Phone

+442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Syed Hashim Ali Abbasi
IRN SXA00917
- (23)[FCA CF] Client dealing (7 Mar 2024 to 24 Apr 2026)
Theo Marcotty-Richard
IRN TXM00549
- (25)[FCA CF] Client dealing (28 Feb 2024 to 17 Nov 2025)
Thomas Gerrard Kennedy Cox
IRN TXC00179
- (32)[FCA CF] Client dealing (31 Aug 2023 to 31 Dec 2025)
Timothy Brenton
IRN TXB01449
- (80)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
Tom Alexander Rowe
IRN TXR00173
- (52)[FCA CF] Client dealing (26 May 2022 to 28 Mar 2024)
Vera Pavlovna Lisitsina
IRN VXL00081
- (29)[FCA CF] Client dealing (24 Oct 2023 to 4 Sep 2025)
William John Bell
IRN WXB00137
- (36)[FCA CF] Client dealing (21 Mar 2023 to 31 Oct 2023)
William Lawrence Fulton
IRN WXF07047
- (66)[FCA CF] Client dealing (24 May 2022 to 12 Sep 2022)
Yasmine Benkhanouche
IRN YXB01200
- (13)[FCA CF] Client dealing (1 Nov 2024 to 30 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
requirement removed: OR-0196866
2 days ago
requirement removed: OR-0263042
2 days ago
controlled function added: (102)SMF3 Executive Director
2 days ago
controlled function added: (101)SMF3 Executive Director
2 days ago
controlled function added: (100)SMF16 Compliance Oversight
2 days ago
controlled function added: (99)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (98)SMF16 Compliance Oversight
2 days ago
controlled function added: (97)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (96)[FCA CF] Material risk taker
2 days ago
controlled function added: (95)SMF3 Executive Director

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.