Date authorised
1 April 2013
Companies House
02335340
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    141-142
    Fenchurch Street
    London
    EC3M 6BL
    UNITED KINGDOM
    Phone
    +4402079290867
  • Complaints Contact

    141-142
    Fenchurch Street
    London
    EC3M 6BL
    UNITED KINGDOM
    Phone
    +4402079290867

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Albert Cecil Gladwell

    IRN ACG01072

    • CF1 Director (14 Jan 2005 to 31 Mar 2008)
  • Christopher O'Brien

    IRN CXO00226

    • Responsible for Insurance Distribution (since 19 Dec 2024)
    • SMF3 Executive Director (since 20 Nov 2024)
  • Iain Thomson

    IRN IXT00071

    • CF3 Chief Executive (AR) (28 Apr 2023 to 1 Oct 2024)
  • James Patrick O'Brien

    IRN JPO01032

    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Dec 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • John Miles

    IRN JXM01396

    • CF1 Director (AR) (13 Jun 2023 to 1 Oct 2024)
  • Patricia Margaret O'Brien

    IRN PXO00163

    • Director of firm who is not a certification employee or a SMF manager (since 6 Aug 2025)
  • Richard O'Brien

    IRN RXO00082

    • CF2 Non Executive Director (AR) (28 Apr 2023 to 1 Oct 2024)
    • Responsible for Insurance Distribution (24 Oct 2021 to 9 Jul 2024)
    • SMF3 Executive Director (24 Oct 2021 to 9 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.