ROMERO INSURANCE BROKERS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · Limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements in relation to insurance services
Debt Plan Admin
Debt Collection
Debt Advice
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- · Limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements in relation to insurance services
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Charles Douglas Knowles Scott
IRN CDS01106
- [FCA CF] CASS oversight function (since 10 Mar 2026)
David Gregory Wagstaff
IRN DGW01085
- [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2024)
David Heathfield
IRN DXH01949
- Director of firm who is not a certification employee or a SMF manager (1 Dec 2023 to 30 Oct 2025)
David Michael Edwin Cousins
IRN DXC08284
- SMF3 Executive Director (since 4 Oct 2025)
David William Heath
IRN DXH28070
- [FCA CF] CASS oversight function (9 Dec 2019 to 28 Feb 2026)
Ian Leslie Grasby
IRN ILG01008
- SMF3 Executive Director (9 Dec 2019 to 4 Dec 2023)
- CF1 Director (3 May 2013 to 8 Dec 2019)
Ian Rainbow
IRN IXR01121
- CF1 Director (AR) (14 Jan 2005 to 26 Jun 2008)
- Responsible for Insurance Mediation (14 Jan 2005 to 26 Jun 2008)
James Oliver Whittingham
IRN JXW15948
- SMF3 Executive Director (since 22 Nov 2025)
Joanna Kate Pullan
IRN JXP00220
- [FCA CF] Significant management (19 Jan 2021 to 16 Oct 2024)
Jody Leigh Thirkell
IRN JXT28071
- [FCA CF] Significant management (9 Dec 2019 to 16 Oct 2024)

Smaller firms operating under this firm's FCA authorisation.

Patchett Homes Limited (no longer appointed)
FRN 492701 · Appointed 13 May 2016 · Until 21 Apr 2022
Alcumus PSM Ltd (no longer appointed)
FRN 418014 · Appointed 14 Jan 2005 · Until 24 Jun 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.