Roman Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
sunnyside officeswhalley rdsimonsoneBurnleyLancashireBB12 7HNUNITED KINGDOM- Phone
- +448001076097
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Complaints Contact
sunnyside officeswhalley rdsimonstoneburnleyLancashireBB12 7HNUNITED KINGDOM- Phone
- +448001076097
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Muhammad Ali
IRN MXA02011
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (1 Nov 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.