ROLLINSON SMITH AND COMPANY LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon James Gulliford
IRN SJG01185
- SMF9 Chair of the Governing Body (since 19 Feb 2025)
Stephen Boyd
IRN SXB02290
- [FCA CF] Significant management (since 20 Feb 2025)
Stephen John Ostrowski
IRN SJO01086
- CF1 Director (AR) (1 Dec 2008 to 28 Feb 2010)
Stephen John Tearle
IRN SJT01193
- [FCA CF] Significant management (since 20 Feb 2025)
Stephen Mark O'Donnell
IRN SMO00006
- Responsible for Insurance Mediation (25 Oct 2010 to 1 Mar 2013)
- CF1 Director (25 Oct 2010 to 1 Mar 2011)
Stephen Parry Edward Hints
IRN SPH01120
- CF1 Director (23 May 2007 to 30 Nov 2007)
Thomas William Clark
IRN TWC01046
- [FCA CF] Significant management (since 20 Feb 2025)

Smaller firms operating under this firm's FCA authorisation.

Rollinson Smith Finance Ltd (no longer appointed)
FRN 223815 · Appointed 26 Mar 2003 · Until 28 Apr 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.