Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Charles Devenport

  IRN ACD01039

  • SMF27 Partner (9 Dec 2019 to 1 Dec 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2020)
  • CF3 Chief Executive (8 May 2018 to 8 Dec 2019)
  • CF4 Partner (8 May 2018 to 8 Dec 2019)
• Andrew Mark Brown

  IRN AMB01330

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 4 Nov 2022)
  • [FCA CF] Material risk taker (9 Dec 2020 to 4 Nov 2022)
  • [FCA CF] Significant management (9 Dec 2020 to 4 Nov 2022)
• Andrius Jankunas

  IRN AXJ11418

  • [FCA CF] Client dealing (22 Dec 2021 to 15 Nov 2024)
  • [FCA CF] Manager of certification employee (22 Dec 2021 to 15 Nov 2024)
  • CF4 Partner (1 Apr 2019 to 8 Dec 2019)
• Angus Hamill

  IRN AXH00940

  • [FCA CF] Client dealing (26 Jun 2023 to 16 Jan 2026)
• Antonello D'Agostino

  IRN AXD00377

  • [FCA CF] Client dealing (23 Mar 2021 to 17 Feb 2022)
  • [FCA CF] Manager of certification employee (23 Mar 2021 to 17 Feb 2022)
• Ben Leon Schlesinger

  IRN BXS00193

  • [FCA CF] Manager of certification employee (since 8 Feb 2021)
• Benjamin Barrett

  IRN BXB00474

  • [FCA CF] Client dealing (since 16 Mar 2026)
• Benjamin David Nelson

  IRN BXN00036

  • [FCA CF] Client dealing (23 Mar 2021 to 20 Jul 2022)
  • [FCA CF] Manager of certification employee (23 Mar 2021 to 20 Jul 2022)
• Benjamin Hollebon

  IRN BXH00373

  • [FCA CF] Client dealing (since 30 Oct 2024)
• Benjamin John Bristow

  IRN BJB01075

  • CF30 Customer (28 Sep 2015 to 9 Jun 2016)

No changes recorded yet.