Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Qingqing Xu

  IRN QXX00005

  • [FCA CF] Client dealing (since 11 Jun 2025)
• Quita Ramirez

  IRN QXR00004

  • [FCA CF] Client dealing (since 3 Jan 2024)
  • [FCA CF] Manager of certification employee (since 3 Jan 2024)
• Rahul Hemant Deshpande

  IRN RHD01056

  • CF30 Customer (8 Feb 2016 to 5 Jun 2018)
• Rajiv Sesodia

  IRN RXS01341

  • [FCA CF] Manager of certification employee (since 8 Aug 2025)
  • [FCA CF] Client dealing (since 8 Aug 2025)
• Ramnek Singh Matharu

  IRN RXM01765

  • [FCA CF] Manager of certification employee (7 Oct 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (7 Oct 2020 to 31 Dec 2021)
  • CF30 Customer (11 May 2017 to 8 Dec 2019)
  • CF4 Partner (11 May 2017 to 8 Dec 2019)
• Raphael Hecht

  IRN RXH00805

  • [FCA CF] Client dealing (since 27 Dec 2024)
• Ravi Kohli

  IRN RXK00399

  • [FCA CF] Manager of certification employee (since 8 Jan 2026)
  • [FCA CF] Client dealing (since 5 Apr 2024)
• Richard Nikolas Holttum

  IRN RNH01032

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Apr 2022)
  • SMF16 Compliance Oversight (since 13 Apr 2022)
  • CF11 Money Laundering Reporting (11 Apr 2017 to 25 May 2018)
  • CF10 Compliance Oversight (11 Apr 2017 to 25 May 2018)
• Richard Tang

  IRN RXT00104

  • SMF27 Partner (13 Feb 2021 to 28 Feb 2025)
• Robbie Costello

  IRN RXC02201

  • [FCA CF] Client dealing (since 6 Aug 2024)

No changes recorded yet.