Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maria Botez

  IRN MXB36487

  • [FCA CF] Client dealing (28 Jul 2020 to 30 Nov 2022)
• Mark Ozerov

  IRN MXO01497

  • [FCA CF] Client dealing (23 Mar 2021 to 17 Feb 2022)
• Mark Steven Edwards

  IRN MSE01009

  • [FCA CF] Client dealing (since 1 Mar 2024)
  • SMF1 Chief Executive (15 Oct 2020 to 29 Feb 2024)
  • SMF27 Partner (9 Dec 2019 to 29 Feb 2024)
  • CF4 Partner (1 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
• Martin Stephen Jackson

  IRN MXJ01155

  • [FCA CF] Manager of certification employee (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 27 Jan 2025)
• Mary Eugenia Barrow

  IRN MXB02903

  • CF30 Customer (28 Sep 2015 to 23 May 2016)
• Mateo Ojanguren

  IRN MXO00240

  • [FCA CF] Client dealing (since 11 Feb 2025)
• Matthew Hayes

  IRN MXH00739

  • [FCA CF] Manager of certification employee (since 7 Mar 2022)
  • [FCA CF] Client dealing (since 7 Mar 2022)
• Matthew Oliver Sebag-Montefiore

  IRN MOS01031

  • SMF27 Partner (since 26 Mar 2026)
  • SMF1 Chief Executive (since 14 Jan 2025)
  • SMF27 Partner (9 Dec 2019 to 14 Jan 2025)
  • CF4 Partner (16 Apr 2018 to 8 Dec 2019)
• Matthew Tembey

  IRN MXT00028

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Maxim Fedotov

  IRN MXF00317

  • [FCA CF] Client dealing (since 7 Mar 2022)

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