This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Roger James Watson

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FRN: 216575
Date authorised: 1 April 2013
Last scraped: 45 minutes ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Office, Somerset House

East Street

Rhayader

Powys

LD6 5DS

UNITED KINGDOM

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Evan Watson
IRN MXW00118
- (3)Employed By (1 Dec 2001 to 29 Nov 2012)
Paul Whiteman
IRN PXW00109
- (4)Employed By (1 Dec 2001 to 20 Dec 2012)
Phillip Andrew Evans
IRN PXE01100
- (1)Employed By (18 Sep 2002 to 14 Jul 2003)
Roger Watson
IRN RXW00101
- (2)Employed By (1 Dec 2001 to 15 Mar 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.