Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Seabrooke Welby
IRN MSW01123
- CF1 Director (AR) (30 May 2006 to 1 Jan 2009)
Neil Richard Kennedy
IRN NRK01027
- CF1 Director (AR) (1 Sep 2014 to 28 Apr 2017)
Nicholas Caunter
IRN NXC00279
- CF1 Director (AR) (5 Aug 2022 to 18 Feb 2025)
Nicholas Howard Newton
IRN NHN01003
- CF1 Director (AR) (30 May 2013 to 24 Nov 2015)
Nicholas John Jackson
IRN NJJ01043
- CF1 Director (AR) (27 Mar 2012 to 4 Mar 2013)
Nicola Jayne Findlay
IRN NJF01120
- CF1 Director (AR) (6 Jun 2018 to 10 Sep 2019)
Niel Alobaidi
IRN NXA01510
- CF1 Director (AR) (11 Jul 2013 to 29 Jul 2016)
Nuror Nuhat
IRN NXN01225
- CF1 Director (AR) (12 Feb 2015 to 18 Jan 2017)
Patricia Rickerby
IRN PXR01684
- CF1 Director (AR) (19 Feb 2015 to 31 May 2018)
Patrick Thomas Prebble
IRN PTP01015
- CF1 Director (24 May 2006 to 29 Nov 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.