Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ava Heron
IRN AXH01114
- [FCA CF] Significant management (since 1 Feb 2024)
Barbara Anne James
IRN BAJ01025
- CF1 Director (AR) (14 Jul 2014 to 2 Apr 2015)
Carl Paul Littlechild
IRN CPL01051
- CF1 Director (AR) (2 Jun 2015 to 31 Oct 2017)
Caroline Thorne
IRN CXT01446
- CF1 Director (AR) (18 Jan 2013 to 25 Mar 2014)
Charles Angus Morton Clark
IRN CAC01225
- CF1 Director (AR) (15 Oct 2013 to 11 May 2016)
Charlotte Kilby
IRN CXK01346
- CF1 Director (AR) (7 Feb 2012 to 2 Jun 2015)
Christian Bennett
IRN CXB00371
- [FCA CF] Significant management (8 Mar 2021 to 1 Mar 2022)
Christopher Alan Heather
IRN CAH01188
- CF1 Director (AR) (7 Sep 2010 to 14 Jan 2013)
Christopher Clark Pattison
IRN CCP01040
- CF1 Director (AR) (6 Jan 2011 to 31 Dec 2013)
Christopher John Bennett
IRN CJB01407
- CF1 Director (AR) (18 Jun 2012 to 2 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.