Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Edward Clarke
IRN EXC01326
- CF1 Director (AR) (26 Aug 2010 to 5 Feb 2013)
Elizabeth Davies
IRN EXD01457
- CF1 Director (AR) (22 Apr 2016 to 31 Mar 2017)
Fiona McDonald
IRN FXM01381
- CF1 Director (AR) (26 Aug 2010 to 28 Oct 2016)
Frank Rejwan
IRN FXR11731
- CF1 Director (AR) (20 Feb 2019 to 16 Feb 2022)
Gemma Gowers
IRN GXG01383
- CF1 Director (AR) (6 Oct 2010 to 3 Aug 2011)
Geoffrey Peter Stanley
IRN GPS01136
- SMF3 Executive Director (9 Dec 2019 to 1 Nov 2022)
- CF1 Director (17 Aug 2018 to 8 Dec 2019)
Guy Robert William Wates
IRN GRW01106
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
Hamish Kaumaya
IRN HXK01310
- CF1 Director (AR) (13 Mar 2012 to 5 Feb 2013)
Hannah Fellows
IRN HXF00045
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
Helen Byers
IRN HXB01447
- CF1 Director (AR) (16 Jul 2014 to 24 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Alpha Holidays Limited (no longer appointed)
FRN 808588 · Appointed 9 May 2018 · Until 31 Jul 2019
Truly Travel Limited (no longer appointed)
FRN 537494 · Appointed 27 Apr 2018 · Until 31 Jul 2019
ABR Travel Services Limited (no longer appointed)
FRN 616214 · Appointed 14 Jun 2016 · Until 25 Sep 2018
TLC Marketing Worldwide B2C Limited (no longer appointed)
FRN 744396 · Appointed 18 Apr 2016 · Until 5 Apr 2017
Fairway of Course Limited (no longer appointed)
FRN 741669 · Appointed 24 Mar 2016 · Until 24 Jan 2017
Malcolm John Watters (no longer appointed)
FRN 426636 · Appointed 4 Mar 2016 · Until 13 Jun 2016
Dukes Court Travel Ltd (no longer appointed)
FRN 514734 · Appointed 1 Dec 2015 · Until 9 Feb 2018
Planet Festival Limited (no longer appointed)
FRN 725504 · Appointed 13 Nov 2015 · Until 1 Mar 2017
Brinc Services Ltd (no longer appointed)
FRN 725531 · Appointed 13 Nov 2015 · Until 5 Jan 2018
Destination Golf Limited (no longer appointed)
FRN 724985 · Appointed 10 Nov 2015 · Until 7 Nov 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.