Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Edward Clarke
IRN EXC01326
- CF1 Director (AR) (26 Aug 2010 to 5 Feb 2013)
Elizabeth Davies
IRN EXD01457
- CF1 Director (AR) (22 Apr 2016 to 31 Mar 2017)
Fiona McDonald
IRN FXM01381
- CF1 Director (AR) (26 Aug 2010 to 28 Oct 2016)
Frank Rejwan
IRN FXR11731
- CF1 Director (AR) (20 Feb 2019 to 16 Feb 2022)
Gemma Gowers
IRN GXG01383
- CF1 Director (AR) (6 Oct 2010 to 3 Aug 2011)
Geoffrey Peter Stanley
IRN GPS01136
- SMF3 Executive Director (9 Dec 2019 to 1 Nov 2022)
- CF1 Director (17 Aug 2018 to 8 Dec 2019)
Guy Robert William Wates
IRN GRW01106
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
Hamish Kaumaya
IRN HXK01310
- CF1 Director (AR) (13 Mar 2012 to 5 Feb 2013)
Hannah Fellows
IRN HXF00045
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
Helen Byers
IRN HXB01447
- CF1 Director (AR) (16 Jul 2014 to 24 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Discovery Holiday Homes Limited (no longer appointed)
FRN 560699 · Appointed 4 Aug 2011 · Until 5 Feb 2013
Voyager Travel Direct Limited (no longer appointed)
FRN 495960 · Appointed 17 May 2011 · Until 5 Feb 2013
Villa Select Limited (no longer appointed)
FRN 551061 · Appointed 16 May 2011 · Until 5 Feb 2013
The Midcounties Co-Operative Trading Ltd (no longer appointed)
FRN 493779 · Appointed 5 Jan 2011 · Until 9 Jan 2024
Dawson & Sanderson Limited (no longer appointed)
FRN 490732 · Appointed 29 Dec 2010 · Until 6 Jan 2014
Rock SFC Cover Services Ltd (no longer appointed)
FRN 533836 · Appointed 19 Oct 2010 · Until 28 Feb 2017
Travel Zest Plc (no longer appointed)
FRN 532731 · Appointed 1 Oct 2010 · Until 6 Feb 2013
Brinc Services Limited (no longer appointed)
FRN 455882 · Appointed 10 Aug 2010 · Until 12 Nov 2015
Rock Cover Services Limited (no longer appointed)
FRN 529380 · Appointed 10 Aug 2010 · Until 2 Mar 2022
About2 Travel Limited (no longer appointed)
FRN 529377 · Appointed 10 Aug 2010 · Until 6 Feb 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.