ROBINSON+CO FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Oxford Chambers

  New Oxford Street

  Workington

  Cumbria

  CA14 2LR

  UNITED KINGDOM

  Phone

  +4401900603623

  Web

  https://www.robinsonco.co.uk

• Complaints Contact

  Oxford Chambers

  New Oxford Street

  Workington

  Cumbria

  CA14 2LR

  UNITED KINGDOM

  Phone

  +4401900603623

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brett Michael Bennett

  IRN BMB01096

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (24 May 2017 to 8 Dec 2019)
• Darren Mewse

  IRN DXM02944

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (28 Apr 2016 to 8 Dec 2019)
• Gary Jackson

  IRN GXJ01147

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 14 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 14 Feb 2020)
  • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
• Jason Spires

  IRN JXS02800

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Oct 2013 to 8 Dec 2019)
• Jennifer Ann Armstrong

  IRN JAA00029

  • [FCA CF] Functions requiring qualifications (14 Feb 2020 to 30 Oct 2021)
  • [FCA CF] Client dealing (14 Feb 2020 to 31 Oct 2021)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
• John David Plaskett

  IRN JDP01134

  • CF1 Director (1 Oct 2013 to 16 Jun 2019)
• Michael Alan Wood

  IRN MAW01327

  • CF1 Director (1 Oct 2013 to 16 Jun 2019)
• Peter Eric Ellwood

  IRN PEE01008

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (8 May 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 May 2018 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (8 May 2018 to 8 Dec 2019)
  • CF3 Chief Executive (8 May 2018 to 8 Dec 2019)
  • CF1 Director (1 Oct 2013 to 8 Dec 2019)
• Roger Troughton

  IRN RXT01185

  • CF1 Director (1 Oct 2013 to 31 Mar 2018)
  • CF10 Compliance Oversight (1 Oct 2013 to 31 Mar 2018)
  • CF11 Money Laundering Reporting (1 Oct 2013 to 31 Mar 2018)
  • CF29 Significant management (1 Oct 2013 to 31 Mar 2018)
  • CF3 Chief Executive (1 Oct 2013 to 31 Mar 2018)
  • Responsible for Insurance Mediation (1 Oct 2013 to 31 Mar 2018)
• Victoria Joanne Bishop

  IRN VJB01032

  • CF1 Director (1 Oct 2013 to 7 Apr 2016)

No changes recorded yet.