Date authorised
1 April 2013
Companies House
01792228
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Skyview Business Centre
    9 Church Field Road
    Sudbury
    Suffolk
    CO10 2YA
    UNITED KINGDOM
    Phone
    +4401787378205
  • Complaints Contact

    3 Skyview Business Centre
    9 Church Field Road
    Sudbury
    Suffolk
    CO10 2YA
    UNITED KINGDOM
    Phone
    +4401787378205

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Paul Fisher

    IRN AXF00428

    • CF1 Director (AR) (since 5 May 2023)
  • Barry Bridges

    IRN BXB01281

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 Dec 2006 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Dominic Oswald

    IRN DXO00225

    • SMF3 Executive Director (since 19 Dec 2025)
    • [FCA CF] Significant management (since 13 Aug 2025)
  • George Richard Vernon Robins

    IRN GRR01036

    • CF3 Chief Executive (14 Jan 2005 to 1 Sep 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2006)
  • James Hayward Neale Horne

    IRN JHH01086

    • CF1 Director (AR) (1 Jun 2010 to 22 Aug 2012)
  • Jody Eric Downs

    IRN JED01118

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 Dec 2006 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (1 Sep 2006 to 31 Oct 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Sep 2006 to 31 Oct 2007)
  • John Lear

    IRN JXL01898

    • CF1 Director (AR) (11 Oct 2012 to 10 Oct 2023)
  • Mark Patrick Andreae

    IRN MPA01029

    • CF2 Non Executive Director (14 Jan 2005 to 31 Jan 2018)
  • Martin Charles Worrell

    IRN MCW01089

    • CF1 Director (4 Aug 2005 to 14 Dec 2010)
  • Michael Philip Maskell

    IRN MPM01114

    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2024)
    • CF1 Director (26 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.