Robert Graham Trustees Limited

Date authorised
1 April 2013
Companies House
03071679
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Robert Graham
    15 Oxford Court
    Manchester
    M2 3WQ
    UNITED KINGDOM
    Phone
    +4401618324433

  • Complaints Contact

    Robert Graham
    15 Oxford Court
    Manchester
    M2 3WQ
    UNITED KINGDOM
    Phone
    +4401618324433

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in invetsments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Graham

    IRN JXG11049

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Feb 2019 to 8 Dec 2019)
  • Robert Graham

    IRN RXG00045

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF3 Chief Executive (6 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.