Robert Desmond Harvey

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    106 Broad Street
    Wood Street Village
    Guildford
    Surrey
    GU3 3BE
    UNITED KINGDOM
    Phone
    +442083990993

  • Complaints Contact

    106 Broad Street
    Wood Street Village
    Guildford
    Surrey
    GU3 3BE
    UNITED KINGDOM
    Phone
    +442083990993

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Desmond Harvey

    IRN RDH01079

    • [FCA CF] CASS oversight function (since 1 Jun 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Jun 2020)
    • [FCA CF] Significant management (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [PRA CF] Key function holder (since 1 Jan 2020)
    • CF7 Sole Trader (14 Jan 2005 to 31 Jan 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.