RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian David Hallam
IRN BDH00005
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
Brian David Joseph Walker
IRN BDW01039
- CF30 Customer (18 Aug 2009 to 21 Apr 2011)
- CF22 Investment Adviser (Trainee) (5 Dec 2006 to 31 Oct 2007)
Brian Denyer
IRN BXD01157
- CF21 Investment Adviser (30 Jan 2003 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (23 Jan 2003 to 30 Jan 2003)
Brian Dobson
IRN BXD01235
- CF22 Investment Adviser (Trainee) (10 Aug 2006 to 24 Nov 2006)
Brian Donald Miller
IRN BDM00005
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2003)
Brian Douglas Miller
IRN BDM00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2004)
Brian Eaton
IRN BXE00005
- CF30 Customer (1 Nov 2007 to 16 Oct 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Brian Edward Entwistle
IRN BEE00003
- CF30 Customer (1 Nov 2007 to 18 Jul 2009)
- CF21 Investment Adviser (3 Sep 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)
Brian Edward Moon
IRN BEM00009
- CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)
Brian Edward Summers
IRN BES00007
- CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.