RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adrian Nicholas Stead
IRN ANS01050
- CF22 Investment Adviser (Trainee) (27 Jun 2006 to 14 Sep 2007)
Adrian Paul Marberley
IRN APM00034
- CF22 Investment Adviser (Trainee) (18 Oct 2004 to 1 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2004)
Adrian Peter Tucker
IRN APT00012
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2005)
Adrian Robert Gautier
IRN ARG00018
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2007)
Adrian Smith
IRN AXS02075
- CF21 Investment Adviser (22 Sep 2005 to 20 Apr 2007)
- CF22 Investment Adviser (Trainee) (30 Sep 2004 to 22 Sep 2005)
Adrian William Dash
IRN AWD00015
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2004)
Adrian William Read
IRN AWR00006
- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2004)
Adrian Wootton
IRN AXW00096
- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2006)
Ahmad Ruslan Mohammad Khalid
IRN ARK01058
- CF22 Investment Adviser (Trainee) (3 Oct 2006 to 27 Jul 2007)
Ahmed Abdelrahman
IRN AXA01496
- CF22 Investment Adviser (Trainee) (23 Apr 2004 to 21 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.