RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Buchan
IRN AXB02206
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF22 Investment Adviser (Trainee) (14 Mar 2007 to 31 Oct 2007)
Alan Campbell
IRN AXC00102
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2002)
Alan Chan
IRN AXC02118
- CF30 Customer (23 Dec 2008 to 29 Oct 2011)
Alan Charles Stenhouse
IRN ACS00034
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Clarke
IRN AXC00109
- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
Alan Cooper
IRN AXC00107
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan David Clark
IRN ADC00032
- CF21 Investment Adviser (12 May 2003 to 15 Mar 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 May 2003)
Alan David Flint
IRN ADF01053
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 8 Aug 2003)
Alan Davis
IRN AXD01464
- CF21 Investment Adviser (19 Jan 2004 to 4 Jun 2004)
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 19 Jan 2004)
Alan Dewsbery
IRN AJD00108
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.