RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Carl Stephen Millican
IRN CSM01061
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 27 May 2005)
Carl Thompson
IRN CXT01195
- CF22 Investment Adviser (Trainee) (23 Jul 2002 to 21 Feb 2003)
Carl William Green
IRN CWG00004
- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)
Carl Wood
IRN CXW00060
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2006)
Carmelina Maria Quastorelli
IRN CMQ01005
- CF22 Investment Adviser (Trainee) (20 Sep 2007 to 10 Oct 2007)
Carol Jane Deex
IRN CJD01123
- CF22 Investment Adviser (Trainee) (31 Jul 2003 to 31 Mar 2004)
Carol Margaret McConville
IRN CMM01131
- CF22 Investment Adviser (Trainee) (3 Dec 2004 to 14 Jul 2006)
Carol Susan Pickering
IRN CSP01042
- CF22 Investment Adviser (Trainee) (11 Dec 2006 to 10 Apr 2007)
Carole Anne James
IRN CAJ01062
- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 6 Nov 2003)
Carole Lesley Morley
IRN CLM01087
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (28 Jun 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.