RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Carl Martin Blackburn
IRN CMB01117
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Mar 2002 to 17 Dec 2003)
Carl Matthew Davies
IRN CMD01075
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 25 Apr 2003)
Carl Neil Nixon
IRN CNN00001
- CF22 Investment Adviser (Trainee) (11 Apr 2005 to 9 Aug 2005)
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2004)
Carl Paddick
IRN CXP00094
- CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
Carl Pearson
IRN CXP01385
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 16 May 2006)
Carl Raymond Martin Murphy
IRN CRM01054
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Carl Russell Clayton
IRN CRC01080
- CF22 Investment Adviser (Trainee) (16 Oct 2004 to 29 Jun 2007)
Carl Scott
IRN CBS01022
- CF21 Investment Adviser (23 Sep 2005 to 13 Jan 2006)
- CF22 Investment Adviser (Trainee) (3 Nov 2004 to 23 Sep 2005)
Carl Simon Aubrey
IRN CSA01012
- CF22 Investment Adviser (Trainee) (15 Sep 2004 to 23 Aug 2006)
Carl Simon Rich
IRN CSR01061
- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 10 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.