RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Carl Christian Glanville
IRN CCG00005
- CF30 Customer (1 Nov 2007 to 25 Jan 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Carl Darren Wood
IRN CDW00045
- CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2004)
Carl Fairfield
IRN CXF01146
- CF21 Investment Adviser (5 Jan 2005 to 11 Nov 2005)
- CF22 Investment Adviser (Trainee) (13 Oct 2004 to 5 Jan 2005)
Carl Floyd Pinhey
IRN CFP00004
- CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2006)
Carl Frank Town
IRN CFT00004
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Carl John Yallop
IRN CJY00006
- CF22 Investment Adviser (Trainee) (8 Jul 2003 to 26 Jul 2003)
- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2003)
Carl Jonathan Slade
IRN CJS00049
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2006)
Carl Knight
IRN CXK00023
- CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2003)
Carl Lawrence Scott
IRN CLS00024
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Carl Malcolm John Griffiths
IRN CMG01078
- CF22 Investment Adviser (Trainee) (16 Jun 2004 to 18 Jun 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.