RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Ben Potts
IRN BXP01193
- CF21 Investment Adviser (24 Mar 2005 to 21 Dec 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 24 Mar 2005)
Ben Warren
IRN BXW01295
- CF30 Customer (1 Nov 2007 to 4 Feb 2008)
- CF22 Investment Adviser (Trainee) (30 May 2007 to 31 Oct 2007)
Benedict Francis Sutton
IRN BFS01019
- CF22 Investment Adviser (Trainee) (2 Mar 2006 to 19 Sep 2007)
Benedict Sklaroff
IRN BXS42585
- [FCA CF] Significant management (3 Aug 2020 to 31 Mar 2024)
Benjamin Andrew Preston
IRN BAP01032
- CF22 Investment Adviser (Trainee) (10 Aug 2006 to 16 Jan 2007)
Benjamin Angelo Klinkenbergh
IRN BAK01022
- CF22 Investment Adviser (Trainee) (15 Sep 2003 to 6 May 2005)
Benjamin Dale Arnott
IRN BDA00006
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Benjamin David Fellows
IRN BDF01014
- CF30 Customer (3 Dec 2007 to 30 May 2008)
Benjamin Dearing
IRN BXD00114
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jun 2020)
Benjamin Edward Norris
IRN BEN01007
- CF30 Customer (15 Oct 2009 to 12 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.