RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Barry Kenneth John Lewis
IRN BKL01012
- CF1 Director (1 Dec 2001 to 7 Nov 2002)
Barry McHale
IRN BXM01376
- CF21 Investment Adviser (29 Apr 2005 to 28 Nov 2005)
- CF22 Investment Adviser (Trainee) (28 Apr 2004 to 29 Apr 2005)
Barry McKenzie
IRN BXM01344
- CF21 Investment Adviser (5 Aug 2003 to 31 Mar 2004)
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 5 Aug 2003)
Barry Mulhatton
IRN BXM00159
- CF21 Investment Adviser (29 Apr 2002 to 18 Nov 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
Barry Nigel Wilde
IRN BNW00005
- CF22 Investment Adviser (Trainee) (19 May 2003 to 4 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Barry Pert
IRN BXP01338
- CF28 Systems and controls (18 Feb 2013 to 31 Jul 2013)
- CF11 Money Laundering Reporting (18 Feb 2013 to 31 Jul 2013)
Barry Peter Lustigman
IRN BPL00004
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Barry Poke
IRN BXP00031
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Barry Raymond Thompson
IRN BRT00003
- CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2007)
Barry Redfern
IRN BXR00017
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.