RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Barry Edward Clowes
IRN BEC01022
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 18 Apr 2003)
Barry Edward Drabwell
IRN BED00003
- CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2004)
Barry Edward Jones
IRN BEJ01015
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (2 May 2007 to 31 Oct 2007)
Barry George Martin
IRN BGM00011
- CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Barry Ian Phillips
IRN BIP00002
- CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2002)
Barry Jago
IRN BXJ00012
- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2002)
Barry James Halstead
IRN BJH01111
- CF22 Investment Adviser (Trainee) (11 Dec 2006 to 17 Mar 2007)
Barry John Preen
IRN BJP00012
- CF21 Investment Adviser (8 Mar 2004 to 8 Dec 2006)
- CF22 Investment Adviser (Trainee) (29 Dec 2003 to 8 Mar 2004)
Barry John Stelfox
IRN BJS00026
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Barry Jolyon Wiggett
IRN BJW01097
- CF30 Customer (5 Jan 2009 to 19 Mar 2011)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.