RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Barrie Jackson
IRN BXJ01148
- CF22 Investment Adviser (Trainee) (9 Mar 2007 to 1 Jun 2007)
Barrie Storm
IRN BXS00085
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Barry Andrew Faulkner
IRN BAF00007
- CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2004)
Barry Bays
IRN BXB00040
- CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2007)
Barry Bryan Rudd
IRN BBR00002
- CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2005)
Barry Canham
IRN BXC00038
- CF30 Customer (1 Nov 2007 to 22 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Barry Clayton
IRN BXC00026
- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2006)
Barry Cutts
IRN BXC00036
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2003)
Barry Dixon
IRN BXD00018
- CF21 Investment Adviser (7 Mar 2005 to 26 Jan 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2004 to 7 Mar 2005)
Barry Douglas Thomson
IRN BDT01012
- CF22 Investment Adviser (Trainee) (23 Jan 2007 to 26 Jul 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.