RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adrian Nicholas Stead
IRN ANS01050
- CF22 Investment Adviser (Trainee) (27 Jun 2006 to 14 Sep 2007)
Adrian Paul Marberley
IRN APM00034
- CF22 Investment Adviser (Trainee) (18 Oct 2004 to 1 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2004)
Adrian Peter Tucker
IRN APT00012
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2005)
Adrian Robert Gautier
IRN ARG00018
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2007)
Adrian Smith
IRN AXS02075
- CF21 Investment Adviser (22 Sep 2005 to 20 Apr 2007)
- CF22 Investment Adviser (Trainee) (30 Sep 2004 to 22 Sep 2005)
Adrian William Dash
IRN AWD00015
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2004)
Adrian William Read
IRN AWR00006
- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2004)
Adrian Wootton
IRN AXW00096
- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2006)
Ahmad Ruslan Mohammad Khalid
IRN ARK01058
- CF22 Investment Adviser (Trainee) (3 Oct 2006 to 27 Jul 2007)
Ahmed Abdelrahman
IRN AXA01496
- CF22 Investment Adviser (Trainee) (23 Apr 2004 to 21 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.