RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Armando Gabriel Da Costa
IRN AGD01034
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2002)
Arnold Watson
IRN ADW00019
- CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2007)
Arron MacDonald
IRN AXM02410
- CF30 Customer (1 Nov 2007 to 9 Dec 2007)
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
Arthur Chorlton
IRN AXC00100
- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)
Arthur Edwin Whittingham
IRN AEW01047
- CF22 Investment Adviser (Trainee) (10 May 2002 to 14 Mar 2003)
Arthur Moore
IRN AXM00148
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Arthur Roy Pritchard
IRN ARP01107
- CF30 Customer (17 Dec 2007 to 1 May 2008)
Arthur Watson
IRN AXW00094
- CF30 Customer (1 Nov 2007 to 14 Mar 2009)
- CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
Arthur William Bennett
IRN AWB00013
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2005)
Arthur William Boswell
IRN AWB01070
- CF21 Investment Adviser (3 Feb 2004 to 24 Sep 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 3 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.