RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Anura Gamini Mahaarachchige Nanayakkara
IRN AGN01015
- CF21 Investment Adviser (24 Jun 2004 to 31 May 2005)
- CF22 Investment Adviser (Trainee) (4 Sep 2003 to 24 Jun 2004)
Anya Marjorie O'Reilly
IRN AMO01058
- CF28 Systems and controls (31 Jul 2013 to 15 Aug 2014)
- CF1 Director (31 Jul 2013 to 15 Aug 2014)
April Boyd Wallace
IRN ABW00010
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
April Lisa Danielle Harrison
IRN ALH01076
- CF22 Investment Adviser (Trainee) (26 Mar 2007 to 29 Aug 2007)
Archibald Imrie Wilson
IRN AIW00002
- CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2002)
Archibald McKinlay Murray
IRN AMM00033
- CF21 Investment Adviser (6 Dec 2002 to 18 Nov 2005)
Arif Mohammed Bashir
IRN AMB01280
- CF30 Customer (1 Nov 2007 to 11 Sep 2009)
- CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
Arif Mohammed Patel
IRN AMP01179
- CF30 Customer (16 Dec 2008 to 1 Jun 2009)
Arleen Mary McGichen
IRN AMM01207
- SMF5 Head of Internal Audit (25 May 2022 to 31 Mar 2024)
Armand Louis Barral
IRN ALB01065
- CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.