RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Anthony George Craven
IRN AGC01116
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (14 Jun 2006 to 31 Oct 2007)
Anthony George Eddon
IRN AGE01014
- CF21 Investment Adviser (21 Feb 2003 to 17 Mar 2006)
- CF22 Investment Adviser (Trainee) (19 Feb 2003 to 21 Feb 2003)
Anthony George Lambert
IRN AGL01027
- CF21 Investment Adviser (9 Jan 2004 to 5 Mar 2004)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 9 Jan 2004)
Anthony Gerard Lee
IRN AGL00008
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (18 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Mar 2004 to 18 Mar 2004)
Anthony Gerard Taylor
IRN AGT01057
- CF30 Customer (23 Nov 2007 to 8 Aug 2008)
Anthony Gordon Pope
IRN AGP00009
- CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)
Anthony Haworth
IRN AXH00213
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
Anthony James Donnelly
IRN AJD01224
- CF22 Investment Adviser (Trainee) (9 Nov 2006 to 27 Sep 2007)
- CF21 Investment Adviser (20 Apr 2004 to 10 May 2005)
Anthony James Gee
IRN AJG00061
- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2003)
Anthony John Asbery
IRN AJA01137
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 3 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.