RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Anthony Douglas Haworth
IRN ADH01086
- CF21 Investment Adviser (9 Mar 2004 to 14 Sep 2007)
- CF22 Investment Adviser (Trainee) (5 Feb 2003 to 9 Mar 2004)
Anthony Downing
IRN AXD00067
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2006)
Anthony Esposto
IRN AXE01159
- CF21 Investment Adviser (7 Feb 2005 to 17 Feb 2006)
- CF22 Investment Adviser (Trainee) (23 Feb 2004 to 7 Feb 2005)
Anthony Ewart Wade Lofthouse
IRN AEL01052
- CF30 Customer (17 Sep 2008 to 6 Mar 2009)
Anthony Francis Bradley
IRN AFB00007
- CF30 Customer (23 Dec 2008 to 3 Aug 2009)
Anthony Francis Dubique
IRN AFD01035
- CF22 Investment Adviser (Trainee) (4 Jan 2007 to 16 Mar 2007)
Anthony Francis Higgins
IRN AFH00006
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (19 Jan 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2004 to 19 Jan 2005)
Anthony Frederick Alcock
IRN AFA00002
- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2003)
Anthony Froggatt
IRN AXF00046
- CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)
Anthony Geoffrey Andrews
IRN AGA00010
- CF21 Investment Adviser (21 Jul 2003 to 27 May 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.