RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Annie Kane
IRN AXK01460
- CF22 Investment Adviser (Trainee) (21 Jan 2005 to 11 Nov 2005)
Anouska Maria Banks
IRN AMJ00040
- CF21 Investment Adviser (24 Jan 2002 to 6 Feb 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Anthea Louise Last
IRN ALL01029
- CF22 Investment Adviser (Trainee) (28 Dec 2005 to 22 Aug 2007)
Anthia Jacqueline Couser
IRN AJC01476
- CF30 Customer (5 Feb 2008 to 22 Jan 2009)
Anthony Alan Goacher
IRN AAG00008
- CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2003)
Anthony Arthur Gunning
IRN AAG00006
- CF30 Customer (1 Nov 2007 to 8 Jan 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Anthony Barry Drewery Cook Whitelam
IRN ABW00004
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2002)
Anthony Chad
IRN AXC00150
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2004)
Anthony Charles Griggs
IRN ACG00012
- CF30 Customer (1 Nov 2007 to 30 May 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Anthony Clive Bowden
IRN ACB00023
- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.