RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Robert Driver
IRN ARD00031
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Andrew Robert Fisher
IRN ARF01055
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 12 Aug 2005)
Andrew Robert Frame
IRN ARF01048
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 19 Dec 2003)
Andrew Robert Hill
IRN ARH00015
- CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
Andrew Robert Lynch
IRN ARL00015
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (2 Dec 2003 to 12 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2003)
Andrew Robert Martin
IRN ARM00035
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
Andrew Robert Slater
IRN ARS00015
- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2007)
Andrew Robert Wale
IRN ARW01153
- CF21 Investment Adviser (17 Dec 2003 to 11 Feb 2005)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 17 Dec 2003)
Andrew Roger Hepworth
IRN ARH00046
- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2004)
Andrew Samuel Paterson
IRN ASP00009
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.