RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Michael Dowd
IRN AXD00100
- CF22 Investment Adviser (Trainee) (27 Jan 2006 to 9 Feb 2007)
Andrew Michael Jacob
IRN AMJ00012
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Andrew Michael McDunphy Guthrie
IRN AMG01105
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2005)
Andrew Michael Sunter
IRN AMS01230
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
Andrew Milton Harding
IRN AMH00066
- CF21 Investment Adviser (10 Jan 2002 to 28 Mar 2003)
Andrew Milton Wood
IRN AMW00065
- CF21 Investment Adviser (30 Jan 2001 to 22 Feb 2002)
Andrew Moore
IRN AXM05144
- [FCA CF] Significant management (26 Oct 2023 to 11 Jul 2025)
Andrew Moorhouse
IRN AXM01847
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 16 Jan 2004)
Andrew Mordue
IRN AXM02225
- CF21 Investment Adviser (22 Sep 2005 to 22 Jun 2007)
- CF22 Investment Adviser (Trainee) (21 Jan 2005 to 22 Sep 2005)
Andrew Morrell
IRN AJM00201
- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.