RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Martin Webster
IRN AMW01115
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (3 Feb 2004 to 21 Sep 2006)
- CF22 Investment Adviser (Trainee) (23 Jul 2002 to 3 Feb 2004)
Andrew Massey
IRN AXM00388
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Apr 2002)
Andrew McAuley
IRN AXM01996
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 1 Aug 2003)
Andrew McCulloch
IRN AXM00138
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Andrew McGarrie
IRN AXM76942
- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2020)
Andrew McGowan
IRN ACM00069
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Andrew McGuffie
IRN AXM00150
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2003)
Andrew McLachlan
IRN AXM00147
- CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2004)
Andrew Melvin Sargeant
IRN AMS01195
- CF30 Customer (21 Apr 2008 to 21 Mar 2009)
- CF21 Investment Adviser (12 Jun 2003 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 12 Jun 2003)
Andrew Michael Cox
IRN AXC01688
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 17 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.