RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adam Morris
IRN AXM02450
- CF22 Investment Adviser (Trainee) (16 May 2007 to 30 Jul 2007)
Adam Newman Yeo
IRN ANY00003
- CF30 Customer (1 Nov 2007 to 28 Nov 2009)
- CF21 Investment Adviser (15 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Oct 2005 to 15 Oct 2007)
Adam Paddick
IRN AXP01531
- CF21 Investment Adviser (14 Jun 2004 to 22 Oct 2004)
- CF22 Investment Adviser (Trainee) (31 Oct 2003 to 14 Jun 2004)
Adam Robert Dunney
IRN ARD01092
- CF21 Investment Adviser (9 Sep 2003 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (13 May 2002 to 9 Sep 2003)
Adam Scott Tivey
IRN AST01047
- CF22 Investment Adviser (Trainee) (8 Jun 2006 to 20 Jul 2006)
Adeel Aftab Cheema
IRN AAC01075
- CF30 Customer (24 Apr 2008 to 11 Sep 2009)
Adeel Inayat
IRN AXI01126
- CF30 Customer (1 Nov 2007 to 8 Oct 2009)
- CF22 Investment Adviser (Trainee) (8 Mar 2007 to 31 Oct 2007)
Adekemi Adeola Gasper
IRN AAG01046
- CF30 Customer (1 Nov 2007 to 12 Nov 2007)
- CF22 Investment Adviser (Trainee) (13 Jun 2007 to 31 Oct 2007)
Adrain Charles Dunham
IRN ACD00010
- CF30 Customer (1 Nov 2007 to 16 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Adrian Barker
IRN AXB01635
- CF22 Investment Adviser (Trainee) (22 Feb 2002 to 24 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.