RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew David Ramsay
IRN ADR01070
- CF21 Investment Adviser (13 Jan 2004 to 12 Mar 2004)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 13 Jan 2004)
Andrew David Sands
IRN ADS01125
- CF22 Investment Adviser (Trainee) (12 Mar 2004 to 14 Jul 2004)
Andrew David Stanyon
IRN ADS00023
- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
Andrew David Vears
IRN ADV00008
- CF21 Investment Adviser (11 Mar 2002 to 23 Apr 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2002)
Andrew David Willis
IRN ADW00043
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Dean Jackson
IRN ADJ00022
- CF21 Investment Adviser (24 Jan 2002 to 19 Dec 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Andrew Dennis King
IRN ADK00005
- CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2005)
Andrew Dennis Loraine
IRN ADL00017
- CF21 Investment Adviser (1 Dec 2001 to 25 May 2007)
Andrew Donald Thyne
IRN ADT01068
- CF30 Customer (1 Nov 2007 to 6 Feb 2008)
- CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
Andrew Doughty
IRN AXD00167
- CF21 Investment Adviser (20 Mar 2002 to 6 Oct 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.