RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Allan William Easton
IRN AWE00003
- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2003)
Allen Baxter
IRN AXB01889
- CF22 Investment Adviser (Trainee) (9 Mar 2004 to 31 Oct 2005)
Allen Berry
IRN AXB01863
- CF22 Investment Adviser (Trainee) (4 Nov 2003 to 17 Aug 2004)
Allesandro Brigato
IRN AXB02124
- CF22 Investment Adviser (Trainee) (20 Mar 2006 to 6 Apr 2007)
Allun Richard Evans
IRN ARE00007
- CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)
Alyson Lindsay Barr
IRN LAB01060
- CF22 Investment Adviser (Trainee) (21 May 2002 to 27 Jun 2003)
Aman Kapur
IRN AXK01477
- CF30 Customer (1 Nov 2007 to 26 Nov 2009)
- CF22 Investment Adviser (Trainee) (23 Mar 2005 to 31 Oct 2007)
Amanda Jane McGinty
IRN AJM00081
- CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2003)
Amanda Louise Nixon
IRN ALB00019
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
Amanvir Singh Dhaliwal
IRN ASD01057
- CF22 Investment Adviser (Trainee) (23 Jun 2004 to 29 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.