RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alison Jane Hinchey
IRN AJH01562
- CF30 Customer (4 Jun 2009 to 29 Oct 2011)
Alison Michelle Beddows
IRN AMB01196
- CF21 Investment Adviser (25 Apr 2005 to 17 Jun 2005)
- CF22 Investment Adviser (Trainee) (1 Apr 2004 to 25 Apr 2005)
Alistair James Coutts
IRN AJC00066
- CF30 Customer (1 Nov 2007 to 1 Aug 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alistair John Donaldson
IRN AJD01322
- CF30 Customer (4 Mar 2009 to 29 Oct 2011)
Alistair John Le Bas
IRN AJL01186
- CF22 Investment Adviser (Trainee) (30 Sep 2004 to 26 Aug 2005)
Alistair John Thomson
IRN AJT01220
- CF22 Investment Adviser (Trainee) (18 Aug 2006 to 26 Jul 2007)
Alistair Keith McPherson
IRN AKM01042
- CF21 Investment Adviser (29 Dec 2004 to 5 Dec 2005)
- CF22 Investment Adviser (Trainee) (28 Apr 2004 to 29 Dec 2004)
Alistair MacSween
IRN AXM00285
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
Alistair McPherson Taylor
IRN AMT00012
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Alistair Neil Hemfrey
IRN ANH01039
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (13 Apr 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.