RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Smith
IRN AXS00156
- CF21 Investment Adviser (17 Feb 2004 to 14 Oct 2004)
- CF22 Investment Adviser (Trainee) (22 Jul 2003 to 17 Feb 2004)
Alan Steele
IRN AXS00122
- CF30 Customer (1 Nov 2007 to 14 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Stuart Brown
IRN ASB00024
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
Alan Thomas Hamilton
IRN AXH76926
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
Alan Thomas Weekes
IRN ATW01046
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (2 Apr 2007 to 31 Oct 2007)
Alan Thwaites
IRN AXT00042
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Victor Cocksedge
IRN AVC00008
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
Alan William Harrop
IRN AWH01084
- CF30 Customer (14 Aug 2008 to 8 Jan 2011)
Alan William McKee
IRN AWM00044
- CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2003)
Alan William Michael Perrin
IRN AWP00009
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.