RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Reid Joiner
IRN DRJ00002
- CF21 Investment Adviser (13 Feb 2007 to 14 Sep 2007)
- CF22 Investment Adviser (Trainee) (24 Aug 2006 to 13 Feb 2007)
David Reynolds Conder
IRN DRC01146
- CF22 Investment Adviser (Trainee) (23 Mar 2005 to 15 Sep 2006)
David Richard Jordan
IRN DRJ00014
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Robert Barlow
IRN DRB01117
- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 4 Jun 2004)
David Robert Campbell
IRN DRC00030
- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
David Robert Collins
IRN DRC01163
- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
David Robert Darby
IRN DRD00012
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Robert Elliott
IRN DRE01041
- CF22 Investment Adviser (Trainee) (18 Jun 2007 to 12 Oct 2007)
David Robert Gunson
IRN DRG00016
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Robert Hampton
IRN DRH01148
- CF30 Customer (10 Jun 2008 to 29 Oct 2011)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.