RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Norman Thompson
IRN DNT00008
- CF21 Investment Adviser (1 Dec 2001 to 18 May 2002)
David Owen Williams
IRN DOW01009
- CF30 Customer (6 Jun 2008 to 18 Jul 2008)
David Parton
IRN DXP00141
- CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
David Paul Curry
IRN DPC00014
- CF22 Investment Adviser (Trainee) (6 Nov 2002 to 21 Mar 2003)
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)
David Paul Hammond
IRN DPH00012
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2001)
David Paul Hoppe
IRN DPH00013
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)
David Paul Jackson
IRN DPJ01029
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 10 Feb 2004)
David Paul Jackson
IRN DPJ00015
- CF22 Investment Adviser (Trainee) (21 Oct 2005 to 9 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)
David Paul Newbold
IRN DPN00007
- CF21 Investment Adviser (4 Nov 2004 to 13 Jan 2006)
- CF22 Investment Adviser (Trainee) (18 Aug 2004 to 4 Nov 2004)
David Paul Schofield-Newton
IRN DPS00023
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.