RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Lee Dowson
IRN DLD01029
- CF30 Customer (6 Mar 2009 to 31 Mar 2009)
David Lee White
IRN DLW00024
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
David Leonard Monk
IRN DEM00016
- CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2004)
David Lindley
IRN DXL00028
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
David Lloyd Thomas
IRN DLT00008
- CF30 Customer (1 Nov 2007 to 3 Jun 2009)
- CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
David Lodge
IRN DXL00053
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2003)
David Louis Lewis
IRN DLL01022
- CF21 Investment Adviser (2 Dec 2004 to 1 Apr 2005)
- CF22 Investment Adviser (Trainee) (2 Mar 2004 to 2 Dec 2004)
David Love Keltie
IRN DLK00005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Dec 2001)
David Lowman
IRN DXL00031
- CF30 Customer (1 Nov 2007 to 21 Apr 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David MacBean
IRN DXM00257
- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.