RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David John Richardson
IRN DJR00040
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2007)
David John Roberts
IRN DJR00038
- CF21 Investment Adviser (22 Apr 2004 to 1 Apr 2006)
- CF22 Investment Adviser (Trainee) (25 Mar 2004 to 22 Apr 2004)
David John Roberts
IRN DJR00036
- CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2003)
David John Sanders
IRN DJS00079
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2005)
David John Sandy
IRN DJS00074
- CF21 Investment Adviser (1 Dec 2001 to 23 Feb 2002)
David John Sharp
IRN DJS01407
- CF30 Customer (11 Feb 2008 to 29 Oct 2011)
David John Thomson
IRN DJT01151
- CF21 Investment Adviser (31 Dec 2002 to 12 Nov 2004)
- CF22 Investment Adviser (Trainee) (30 Jan 2002 to 31 Dec 2002)
David John Walker
IRN DJW00055
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2001)
David John Walker
IRN DXW01459
- CF22 Investment Adviser (Trainee) (13 May 2003 to 14 Apr 2004)
David John Warner
IRN DJW00062
- CF22 Investment Adviser (Trainee) (15 Nov 2002 to 21 Mar 2003)
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.