RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David John Blanken
IRN DJB01355
- CF21 Investment Adviser (14 Jun 2004 to 13 Nov 2006)
- CF22 Investment Adviser (Trainee) (10 Dec 2003 to 14 Jun 2004)
David John Byres
IRN DJB00150
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
David John Camp
IRN DJC00069
- CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2006)
David John Carney
IRN DJC00068
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David John Chawner
IRN DJC01380
- CF22 Investment Adviser (Trainee) (30 Nov 2006 to 7 Mar 2007)
David John Evans
IRN DJE00010
- CF21 Investment Adviser (1 Dec 2001 to 5 Jan 2004)
David John Farmer
IRN DJF00035
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2003)
David John Goddard
IRN DJG00023
- CF30 Customer (2 Jan 2009 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2006)
David John Greenwood
IRN DJG00057
- CF30 Customer (1 Nov 2007 to 13 Oct 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David John Hardy
IRN DJH00074
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.