RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David James Thompson
IRN DJT01168
- CF22 Investment Adviser (Trainee) (19 May 2004 to 8 Jul 2005)
David James Ward
IRN DJW00059
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
David James Whiteman
IRN DXW00344
- [FCA CF] Significant management (since 1 Apr 2024)
David James Wilkerson
IRN DJW01271
- CF22 Investment Adviser (Trainee) (22 Jan 2003 to 27 Jun 2003)
David James Woollams
IRN DJW00060
- CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2004)
David Jillings
IRN DXJ00034
- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2004)
David John Andrews
IRN DJA01154
- CF22 Investment Adviser (Trainee) (24 Mar 2006 to 17 Nov 2006)
David John Arnold
IRN DJA00031
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2005)
David John Barrowman
IRN DJB00081
- CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)
David John Bingham
IRN DJB00155
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.